Jamie A Engelking

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Boulder, CO
• 06/2011 → 06/2023
  Bank Of America, N.A.
  Denver, CO
• 06/2023 → Present
  Ubs Financial Services, Inc.
  Denver, CO

Previous Registrations

• 2002-07-02 → 2023-06-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
  Denver, CO
• 2000-06-02 → 2002-07-01
  Wells Fargo Clearing Services, Llc
  Denver, CO

Other Businesses

1) Name of Business: Wells Fargo Banking./ Address: 9801 Normandale Blvd Bloomington MNUnited States./ Investment Related: No./ Nature: Wells Fargo is a bank, I am POA on my Mom's checking and savings accounts./ Role: OtherI am simply a POA for My Mom's Wells Fargo Checking and Savings Accounts./ Duty: I simply monitor my Mom's banking accounts to make sure she has enough money to pay her bills./ Start Date: 1/1/2009./ Time Required: No. 2) Rental Property; Alabama, United States; "Will look to buy a Rental property in Auburn, AL in the near future that my daughter who is in college there will live in along with two roommates.; I have not made an offer on a home at this point and I don't expect it to be a rental property until May of 2026,A potential rental property in Auburn Alabama where my student - athlete daughter will live along with two roommates,Potential owner of rental propertybuy it, furnish it, have students sign leases once a year-Start date-5/1/2026Investment -Yes

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-05
• S63 Uniform Securities Agent State Law Examination
  1998-10-30

Other Names

• Jamie Arnold Engelking