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24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-01 |
Branch Locations
24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ritholtz Wealth Management | New York | NY | 09/2013 | Present |
| Rwm Insurance Services, Llc | Chicago | IL | 03/2018 | Present |
Compound Media, Inc., partial owner, content marketing, not investment related, zero hours expended. 01/2019. RWM Tax LLC; Owner; Entity owned by RWM that provides Tax Planning Services; 05/2021; 0 hours per month. Advisors Circle Inc.; investment-related; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors. 8/2020; 0 hours per month. Sweet Motion LLC; investment-related; "Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB ; 3/2021; 0 hours per month. Securitize LLC; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month. Exhibit A for Advice LLC; investment-related; Tuxedo Park, NY; March 2025; Passive investor, entity that provides charts on the economy and the markets for license by investment professionals. 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-24 |
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