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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-28 |
Branch Locations
The Malin-Flatiron 895 Broadway 4Th Floor, New York, NY 10003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Advisor Services | Austin | TX | 07/2013 | 03/2024 |
| Kestra Advisory Services, Llc | New York | TX | 08/2021 | 03/2024 |
| Kestra Investment Services, Llc | New York | NY | 07/2013 | 03/2024 |
| Commonwealth Financial Network | Waltham | MA | 03/2024 | 06/2024 |
| Commonwealth Financial Network | Waltham | MA | 06/2024 | Present |
| Element Financial Group | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
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