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Vickie Lynn Lacroix

Wells Fargo Clearing Services, LLC

The Villages, FL

Winter Park, FL

CRD 5480916

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-28
FL RA APPROVED 2017-03-31
  • TX RA
    APPROVED_RES
    Since 2020-04-28
  • FL RA
    APPROVED
    Since 2017-03-31

Branch Locations

2595 Burnsed Blvd, The Villages, FL 32163 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis The Villages FL 01/2013 03/2017
Wells Fargo Clearing Services, Llc Orlando FL 03/2017 Present
Bbtis The Villages FL 03/2017 Present
Previous Registrations
  • 2013-01-14 → 2017-03-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
    The Villages, FL
    The Villages, FL
    Leesburg, FL
    Eustis, FL
    Lady Lake, FL
    Orlando, FL
    Crystal River, FL
    Inverness, FL
    Leesburg, FL
    Beverly Hills, FL
    Wildwood, FL
    Summerfield, FL
    Eustis, FL
    Lady Lake, FL
    Leesburg, FL
  • 2011-03-10 → 2013-02-15
    Lpl Financial Llc
    Mount Dora, FL
  • 2008-05-08 → 2011-03-08
    Edward Jones
    Leesburg, FL
    Leesburg, FL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2008-05-05

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ZENITH ADVISORY GROUP, LLC
STRATEGIC ADVISERS LLC

Nearby Investors

TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL

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