Braden Charles Ellis

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 03/2019
  Boulay Financial Advisors, Llc
  Eden Prairie, MN
• 02/2015 → 03/2019
  Valmark Securities, Inc.
  Akron, OH
• 04/2014 → 03/2019
  Boulay Pllp
  Eden Prairie, MN
• 03/2019 → 03/2020
  Ameriprise Financial Services Inc
  Edina, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Edina, MN

Previous Registrations

• 2014-08-27 → 2019-07-22
  Boulay Wealth
  Eden Prairie, MN
• 2014-01-09 → 2014-03-28
  Park Avenue Securities Llc
  Minnetonka, MN

Other Businesses

Independent Insurance Brokering; Mass Mutual; 03/04/2018; Disability Income / Guardian Life Insurance; 10/15/2019; . Outside Employment; IWM, LLC; Financial Advisor; Manage advisory business; 7701 France Ave S #675, , Edina, MN, 55435; Investment-Related; 05/01/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Hegarty Consulting; Simply a commission-splitting arrangement for referred health insurance; Minneapolis, MN, ,; Not Investment-Related; 04/01/2019; 0 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-04-29

Other Names

• Brady Charles Ellis