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James Timothy Haltigan

Fifth Third Securities, Inc.

Cape Coral, FL

Cape Coral, FL

Cape Coral, FL

Cape Coral, FL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-09-22
  • FL RA
    APPROVED
    Since 2008-09-22

Branch Locations

2402 Surfside Blvd, Cape Coral, FL 33991 • United States

1801 Pine Island Road, Cape Coral, FL 33909 • United States

1600 Cape Coral Parkway East, Cape Coral, FL 33904 • United States

1522 Cape Coral Parkway West, Cape Coral, FL 33914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Cape Coral FL 08/2008 Present
Fifth Third Securities Cape Coral FL 09/2008 Present
  • 08/2008 → Present
    Fifth Third
    Cape Coral, FL
  • 09/2008 → Present
    Fifth Third Securities
    Cape Coral, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2008-04-14

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CAPE CORAL, FL
WELLS FARGO CLEARING SERVICES, LLC · CAPE CORAL, FL
FIFTH THIRD SECURITIES, INC. · CAPE CORAL, FL
EDWARD JONES · CAPE CORAL, FL
CREATIVE PLANNING · Cape Coral, FL
PFS INVESTMENTS INC. · CAPE CORAL, FL
CORECAP ADVISORS · Cape Coral, FL
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