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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-23 |
| TX | RA | APPROVED | 2021-11-23 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | St. Louis | MO | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Chesterfield | MO | 07/2016 | 11/2021 |
| Mml Investors Services, Llc | Chesterfield | MO | 03/2017 | 11/2021 |
| Lpl Financial, Llc | Des Peres | ME | 11/2021 | Present |
1) 11/2021 - DBA for LPL Business (entity for LPL business) - The Planify Group - Investment Related - Des Peres, MO 63131 2) 11/2021 - DBA for LPL Business (entity for LPL business) - Cornerstone Wealth Services - Investment Related - Des Peres, MO 63131 3) 03/01/2022 - The Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Broker - Start Date - 03/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 4) 04/08/2022 - MassMutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 04/01/2022 - 3 Hours Per Month/3 Hours During Securities Trading. 5) 02/13/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-29 |
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