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Patrick D Baker

J.P. Morgan Securities LLC

Hemet , CA

Rancho Palos Verdes, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

31250 Palos Verdes Dr W, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wamu Investments Buena Park CA 01/2009 Present
J.P. Morgan Securities Llc Rancho Palos Verdes CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Rancho Palos Verdes CA 01/2009 Present
  • 01/2009 → Present
    Wamu Investments
    Buena Park, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rancho Palos Verdes, CA
  • 01/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Rancho Palos Verdes, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Buena Park, CA
    Garden Grove, CA
    Los Alamitos, CA
    Rolling Hills, CA
  • 2009-02-03 → 2009-05-02
    Wamu Investments, Inc.
    Buena Park, CA
  • 2008-05-21 → 2008-11-05
    Morgan Stanley & Co. Llc
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-22
  • S66 Uniform Combined State Law Examination
    2008-04-22
Other Names
  • Patrick Daniel Baker

View on SEC IAPD

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DARREN CANADA
Logan Scott Sadler

Other Offices

LPL FINANCIAL LLC · HEMET, CA
LPL FINANCIAL LLC · HEMET, CA
WELLS FARGO CLEARING SERVICES, LLC · HEMET, CA
ALPHA WEALTH MANAGEMENT, LLC · HEMET, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HEMET, CA
ALPHASTAR CAPITAL MANAGEMENT · Hemet, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HEMET, CA
J.P. MORGAN SECURITIES LLC · Hemet, CA

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