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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-16 |
| FL | RA | APPROVED | 2023-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Palm Beach Gardens | FL | 03/2014 | 03/2021 |
| Citigroup | Boca Raton | FL | 03/2021 | 11/2021 |
| First Republic Securities Company, Llc | Palm Beach Gardens | FL | 12/2021 | 03/2023 |
| First Republic Investment Management, Inc | Palm Beach Gardens | FL | 12/2021 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach | FL | 10/2023 | Present |
| Unemployed | Lake Worth | FL | 04/2023 | 09/2023 |
I*: 2829287 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: West Palm Beach, FL 33406 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/28/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-12 |
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