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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED | 2026-08-11 |
Branch Locations
52 Walnut St Stes 3, 5 & 6, Waynesville, NC 28786 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-30 |
| WI | RA | APPROVED | 2025-10-30 |
| MO | RA | APPROVED | 2018-02-14 |
| MT | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
165 N Main St, Waynesville, NC 28786 • United States
257 E Main St, Franklin, NC 28734-2650 • United States
20 Frank Allen Rd, Cashiers, NC 28717 • United States
1640 E Main St, Sylva, NC 28779-5814 • United States
291 Us Hwy 19 E, Burnsville, NC 28714 • United States
2520 Chimney Rock Rd., Hendersonville, NC 28792 • United States
10 Park Pl E, Brevard, NC 28712-4362 • United States
200 Linville St, Newland, NC 28657 • United States
2520 Chimney Rock Rd, Hendersonville, NC 28792-9181 • United States
50 United Bank Dr, Etowah, NC 28729 • United States
800 Summit Ave, Spruce Pine, NC 28777 • United States
160 W Main St, Brevard, NC 28712 • United States
8036 Valley Blvd, Blowing Rock, NC 28605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 05/2009 | 09/2016 |
| United Community Bank | Waynesville | NC | 09/2016 | 02/2018 |
| Invest Financial Corporation | Tampa | FL | 09/2016 | 02/2018 |
| Lpl Financial Llc | Cashiers | NC | 02/2018 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Waynesville | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-25 |
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