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Steven Paul Gonzalez

LPl Financial LLC

San Diego, CA

Poway, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-08
  • CA RA
    APPROVED
    Since 2022-11-08

Branch Locations

16870 W Bernardo Dr Ste 330, San Diego, CA 92127 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 01/2008 11/2021
Nautica Wealth Advisors San Diego CA 11/2021 Present
Lpl Financial Llc San Diego CA 11/2021 Present
  • 01/2008 → 11/2021
    Lpl Financial
    San Diego, CA
  • 11/2021 → Present
    Nautica Wealth Advisors
    San Diego, CA
  • 11/2021 → Present
    Lpl Financial Llc
    San Diego, CA
Other Businesses

1) 4/2022- NAUTICA WEAL TH ADVISORS, LLC- DBA for LPL Business (entity for LPL business)- inv. related-San Diego, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04
Other Names
  • Steven Paul Gonzalz

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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