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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-23
  • FL RA
    APPROVED
    Since 2026-01-23

Branch Locations

5556 Franklin Pike, Nashville, TN 37220 • United States

1649 Williamsburg Sq Ste B, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc. Melville NY 04/2013 01/2019
The Prudential Insurance Company Of America Melville NY 04/2013 01/2019
Pfs Investments Inc. Lakeland FL 01/2021 Present
Primerica Financial Services Lakeland FL 01/2021 Present
Prudential Securities Uniondale NY 03/2013 01/2019
Unemployed Poinciana FL 01/2019 01/2021
  • 04/2013 → 01/2019
    Pruco Securities Llc.
    Melville, NY
  • 04/2013 → 01/2019
    The Prudential Insurance Company Of America
    Melville, NY
  • 01/2021 → Present
    Lakeland, FL
  • 01/2021 → Present
    Primerica Financial Services
    Lakeland, FL
  • 03/2013 → 01/2019
    Prudential Securities
    Uniondale, NY
  • 01/2019 → 01/2021
    Unemployed
    Poinciana, FL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-21
S63 Uniform Securities Agent State Law Examination 2013-06-18
  • S65 Uniform Investment Adviser Law Examination
    2024-12-21
  • S63 Uniform Securities Agent State Law Examination
    2013-06-18
Other Names
  • Oscar Joseph Elliott-Williams

View on SEC IAPD

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