Smita Murari Samant

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Bds Financial Network
  Solon, OH
• 07/2009 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1) Sole Member and Owner, Smita Samant, LLC, a private entity established for tax purposes and to facilitate securities business; As of 04/01/2018; Approximately 90% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2) Fixed Insurance Sales; Conducted at branch location; Investment related. 3) Co-owner, Samant Properties, LLC; an entity created for the purpose of managing office real estate at 30405 Solon Rd, Suite 16, Solon, Ohio, 44139; as of 8/22/2022; 0% time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-02-04

Designations

• Certified Financial Planner

Other Names

• Smita Samant