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Karen Foley

J.P. Morgan Securities LLC

Naperville, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-09-22
TX RA APPROVED_RES 2015-09-22
  • IL RA
    APPROVED
    Since 2015-09-22
  • TX RA
    APPROVED_RES
    Since 2015-09-22

Branch Locations

2503 W 75Th St, Naperville, IL 60540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Naperville IL 11/2009 Present
J.P. Morgan Securities Llc Naperville IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
S63 Uniform Securities Agent State Law Examination 2008-03-11
  • S66 Uniform Combined State Law Examination
    2015-08-31
  • S63 Uniform Securities Agent State Law Examination
    2008-03-11
Other Names
  • Karen Elizabeth Raue
  • Karen Raue
  • Karen Elizabeth Foley

View on SEC IAPD

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