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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
880 Military Rd., Niagara Falls, NY 14304-1566 • United States
2381 Grand Island Blvd., Grand Island, NY 14072-1695 • United States
65 Broad St., Tonawanda, NY 14150-2298 • United States
955 Payne Ave, North Tonawanda, NY 14120 • United States
750 Main St., Niagara Falls, NY 14301 • United States
5737 South Transit Rd., Lockport, NY 14094-5846 • United States
Lockport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Niagara Falls | NY | 11/2011 | Present |
| M&T Securities | Niagara Falls | NY | 11/2011 | 06/2021 |
| Lpl Financial Llc | Lockport | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-14 |
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