Dalton Shane Waldrop

Current Employers

Employment History

• 12/2012 → 05/2019
  Jpmorgan Securities Llc
  Arvada, CO
• 09/2016 → Present
  Columbia 719 Llc
  Colorado Springs, CO
• 05/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO
• 07/2019 → Present
  Bank Of America, N.A.
  Boulder, CO

Previous Registrations

• 2012-12-17 → 2019-06-11
  J.P. Morgan Securities Llc
  Arvada, CO
  Westminster, CO
  Arvada, CO
  Louisville, CO
  Erie, CO
  Louisville, CO
  Westminster, CO
• 2011-11-17 → 2013-01-03
  Equitable Advisors, Llc
  Erie, CO
  Lakewood, CO
  Lakewood, CO

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/1/2018 ADDRESS: 1751 ERIE, CO. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/16/2016 ADDRESS: COLORADO SPRINGS, CO. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES I*8272 For profit or not for profit: Name of outside business organization: Dalton Waldrop Investment related: Address of business: Erie, Colorado 80516 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-11-16
• S63 Uniform Securities Agent State Law Examination
  2011-04-04

Other Names

• Dalton Waldrop