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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-09-16
TX RA APPROVED_RES 2024-03-30
IL RA APPROVED 2018-11-19
MO RA APPROVED 2018-11-19
  • KS RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED_RES
    Since 2024-03-30
  • IL RA
    APPROVED
    Since 2018-11-19
  • MO RA
    APPROVED
    Since 2018-11-19

Branch Locations

34 N Gore Ave Ste 104, Webster Groves, MO 63119 • United States

Webster Groves, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Carlton Insurance Agency Webster Groves MO 12/2011 Present
State Farm Vp Management Corp. Webster Groves MO 12/2011 Present
State Farm Investment Management Corp Webster Groves MO 08/2018 Present
  • 12/2011 → Present
    James Carlton Insurance Agency
    Webster Groves, MO
  • 12/2011 → Present
    State Farm Vp Management Corp.
    Webster Groves, MO
  • 08/2018 → Present
    Webster Groves, MO
Other Businesses

1) Webster Rock Hill Shrewsbury Chamber of Commerce; 357 Marshall Ave Ste 102; Webster Groves MO 63119; Local Chamber of Commerce; Board Member; 01/01/2021; 4;4;I will be on the board to help plan for fundraising activities that help the business community including but not limited to Fun Fest 63119, Golf Scramble, Santas on the Loose 5k. 2) James Carlton's Insurance Agency; Insurance Agency; Investment-related; 34 N Gore Ave Ste 104 Webster Grvs, MO 63119-2343; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2011; 80; 80; Service customers and supervise employees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-19
S63 Uniform Securities Agent State Law Examination 2011-03-30
  • S65 Uniform Investment Adviser Law Examination
    2018-11-19
  • S63 Uniform Securities Agent State Law Examination
    2011-03-30
Other Names
  • James J Carlton

View on SEC IAPD

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