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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors | Addison | TX | 07/2011 | 07/2018 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 07/2018 |
| Edward Jones | St. Louis | MO | 07/2018 | 10/2018 |
| Charles Schwab And Co | Westlake | TX | 01/2019 | 07/2022 |
| The Vanguard Group, Inc | Plano | TX | 08/2022 | Present |
| College For Financial Planning | Centennial | CO | 02/2015 | 07/2020 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS (City/State): 2424 DAWN MIST DR., LITTLE ELM, TX. 75068 POSITION: LANDLORD/OWNER START DATE: 05/2021 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: APPROVE REPAIRS AND TENANTS FOR THE PROPERTY MANAGEMENT COMPANY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-17 |
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