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James J Marrocco

Thinking Big Financial

Brooklyn, NY

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Current Employers
Thinking Big Financial

355 Court Street 2Nd Floor, Brooklyn, NY 11231 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
TX RA APPROVED_RES 2020-03-19
  • NY RA
    APPROVED
    Since 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2020-03-19

Branch Locations

355 Court Street 2Nd Floor, Brooklyn, NY 11231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zweig-Dimenna Associates New York NY 07/2007 05/2017
Thinking Big Financial New York NY 05/2017 Present
  • 07/2007 → 05/2017
    Zweig-Dimenna Associates
    New York, NY
  • 05/2017 → Present
    Thinking Big Financial
    New York, NY
Designations
Other Names
  • Jim Marrocco

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
CITIGROUP GLOBAL MARKETS INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SANTANDER SECURITIES LLC
COBBLESTONE WEALTH ADVISORS

Other Investors

JAMES DANIEL VAVAS
Anthony Joseph Cavalcante
JOSEPH JOHN COSENZA
CHARLES JOSEPH LAROCCA
JOHN STEVE VORVOLAKOS
DANIEL CLIFFORD GALLUZZO
ANDREW Michael LAROCCA
ANAND KUMAR DOOKIE

Other Offices

LPL FINANCIAL LLC · Brooklyn, NY
LPL FINANCIAL LLC · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CETERA INVESTMENT ADVISERS LLC · BROOKLYN, NY
EDWARD JONES · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CITIGROUP GLOBAL MARKETS INC. · BROOKLYN, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Brooklyn, NY

More in Brooklyn, NY

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