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1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-09 |
| CO | RA | APPROVED | 2016-02-18 |
Branch Locations
1610 Wynkoop Street, Suite 550, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Denver | CO | 08/2015 | 09/2019 |
| Triumph Capital Management | Denver | CO | 09/2015 | Present |
| Cetera Investment Advisers Llc | Denver | CO | 09/2015 | 01/2019 |
| Cetera Advisor Networks Llc | Denver | CO | 09/2019 | 02/2020 |
(1) Triumph Capital, LLC. Since 02/2020. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Insurance agent. Fixed Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (2) 2100 Downing, LLC. Since 05/2018. 2100 Downing, Denver, CO 80205. Limited Partner. Commercial Real Estate Property - passive investor in a commercial real estate building. 0 hours per month spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2007-11-10 |
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