Sean Patrick Darroch

Wells Fargo Clearing Services, LLC

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-03-18

NY RA
APPROVED

Since 2026-03-18

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

169 7Th Ave, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mizuho Securities Usa Inc	New York	NY	10/2014	09/2022
Mizuho Securities Canada Inc	New York	NY	01/2021	09/2022
Mufg Securities Americas Inc.	New York	NY	11/2022	02/2026
Wells Fargo Clearing Services, Llc	New York	NY	02/2026	Present

10/2014 → 09/2022

Mizuho Securities Usa Inc

New York, NY
01/2021 → 09/2022

Mizuho Securities Canada Inc

New York, NY
11/2022 → 02/2026

Mufg Securities Americas Inc.

New York, NY
02/2026 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

RENTAL PROPERTY - 305/28; INV RELATED;WELLINGTON,-; INVESTMENT;100% OWNERSHIP; START DATE: 01/01/1999; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-18
S63	Uniform Securities Agent State Law Examination	2008-02-26

S66 Uniform Combined State Law Examination

2026-03-18
S63 Uniform Securities Agent State Law Examination

2008-02-26

Other Names

Sean Patrick Darroch
Sean Darroch

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor