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Norman R Mejia

Ameriprise Financial Services, LLC

Boca Raton, FL

Boca Raton, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-02
TX RA APPROVED_RES 2019-11-27
  • FL RA
    APPROVED
    Since 2019-12-02
  • TX RA
    APPROVED_RES
    Since 2019-11-27

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 03/2011 11/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2019
Ameriprise Financial Services Inc Boca Raton FL 11/2019 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
  • 03/2011 → 11/2019
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → 11/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2019 → 03/2020
    Ameriprise Financial Services Inc
    Boca Raton, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Boca Raton, FL
Previous Registrations
  • 2011-03-10 → 2019-12-02
    Morgan Stanley
    Boca Raton, FL
    Boca Raton, FL
  • 2008-03-24 → 2011-03-08
    Edward Jones
    West Palm Beach, FL
    Boynton Beach, FL
    West Palm Beach, FL
    Boynton Beach, FL
    Boynton Beach, FL
    Boca Raton, FL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
  • S66 Uniform Combined State Law Examination
    2008-03-06
Other Names
  • Norman R Mejia
  • Norman Raul Mejia

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
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