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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-14 |
| NJ | RA | APPROVED | 2010-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2010 | Present |
I*1233289 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Margate, New Jersey, 08402 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/29/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-25 |
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