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Wendell Eric Graham

J.P. Morgan Securities LLC

San Carlos, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-01
  • CA RA
    APPROVED
    Since 2023-11-01

Branch Locations

845 Laurel Street, San Carlos, CA 94070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Berkeley CA 09/2016 03/2019
Morgan Stanley San Rafael CA 04/2019 04/2021
Morgan Stanley Private Bank, N.A. New York NY 04/2019 04/2021
J.P. Morgan Securities Llc San Carlos CA 08/2023 Present
Jpmorgan Chase Bank, N.A. San Carlos CA 08/2023 Present
Unemployed San Rafael CA 04/2021 08/2023
  • 09/2016 → 03/2019
    Unemployed
    Berkeley, CA
  • 04/2019 → 04/2021
    Morgan Stanley
    San Rafael, CA
  • 04/2019 → 04/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2023 → Present
    J.P. Morgan Securities Llc
    San Carlos, CA
  • 08/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Carlos, CA
  • 04/2021 → 08/2023
    Unemployed
    San Rafael, CA
Previous Registrations
  • 2019-12-16 → 2021-05-07
    Morgan Stanley
    San Rafael, CA
  • 2008-06-23 → 2009-04-17
    Edward Jones
    Lompac, CA
    St Louis, MO
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
  • S66 Uniform Combined State Law Examination
    2023-10-31
Other Names
  • Wendell E Graham
  • Wendell Graham
  • Weric Graham
  • W Eric Graham

View on SEC IAPD

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Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA

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