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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-08-22 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
1218 E Riverside Dr, Saint George, UT 84790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 12/2007 | 09/2018 |
| Red Rock Real Estate | St George | UT | 09/2018 | 02/2019 |
| Tds Telecomunications | St George | UT | 02/2019 | 06/2020 |
| Fidelity Investments | Salt Lake City | UT | 06/2020 | 10/2020 |
| E*Trade Securities Llc | Sandy | UT | 10/2020 | 02/2023 |
| Wells Fargo Clearing Services, Llc | St George | UT | 05/2024 | Present |
| Wells Fargo Bank, Na | St George | UT | 05/2024 | Present |
| Tds Telecomunications | St George | UT | 02/2023 | 05/2024 |
RENTAL PROPERTY; INV RELATED; MURRAY, UT; 100% OWNERSHIP WITH SPOUSE; START 07/16/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. SKBL PROPERTIES LLC; INV RELATED; WASHINGTON, VT; 100% OWNERSHIP WITH SPOUSE; START 07/05/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING ; HOLDS REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-15 |
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