Christopher Henry Woo

Current Employers

Employment History

• 01/2008 → Present
  Lpl Financial Llc
  Los Alamitos, CA
• 01/2011 → Present
  Icon Tech
  Seal Beach, CA

Other Businesses

(1) 01/07/2011 - ICON TECH - Business Owner - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - President of a computer repair service company. ICON sells, repairs, and services PC computers. - 10% TIME SPENT - ICON TECH (2) 02/28/2014 - NO BUSINESS NAME - Real Estate Rental - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - ONE RENTAL UNIT, (HOUSE), RENTING TO NON-CUSTOMERS ONLY. ALSO NOT RENTING TO OTHER ADVISORS - 1% TIME SPENT (3) 07/16/2014 - AmeriEstate Legal Plan, Inc. - Prepaid Legal - INV. REL. - START 07/10/2014 - at current branch office. 12535 Seal Beach Blvd. Ste 200, Seal Beach, CA 90740 - This company provides pre-paid legal services and written Trust Services. - 1 HOUR PER MONTH, 1 DURING SECS TRDG HOURS - referral compensation from AmeriEstate for Prepaid Legal services (4) 7/7/2017 - No Business Name - Investment Related - Home Based - Other-business owner - Started 07/01/2017 - 2 Hours Per Month/1 Hour During Securities Trading - Managing brother's residence. (5) 1/25/2018 - Christopher Woo - Not Investment Related - At Reported Business Location(s) - Other-NOTARY - Start Date 03/01/2018 - 0 Hours Per Month. (6) 2/7/2018 - woowealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. (7) 2/7/2018 - cwwealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 40 Hours Per Month During Securities Trading. (8) 10/18/2024 - Christopher Woo - Family Business - Not Investment Related - Huntington Beach and Home Based - Start Date 06/01/2024 - 1 Hour Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-03-13
• S63 Uniform Securities Agent State Law Examination
  2008-01-31