Michael Corey Katz

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 07/2019
  Bbva Securities Inc.
  Englewood, CO
• 08/2013 → 07/2019
  Compass Bank
  Birmingham, AL
• 09/2013 → 07/2019
  Bbva Wealth Solutions Inc.
  Englewood, CO
• 08/2013 → 07/2019
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 08/2019 → 02/2026
  U.S. Bancorp Investments, Inc.
  Denver, CO
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Denver, CO

Previous Registrations

• 2019-08-05 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Montrose, CO
  Saint Paul, MN
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
  Golden, CO
  Evergreen, CO
  Glenwood Springs, CO
  Grand Junction, CO
  Montrose, CO
  Grand Junction, CO
  Norwood, CO
  Fuita, CO
  Delta, CO
  Telluride, CO
  Grand Junction, CO
  Aspen, CO
  Dillon, CO
  Edwards, CO
  Denver, CO
  Avon, CO
  Aurora, CO
• 2013-09-10 → 2019-07-29
  Pnc Managed Account Solutions, Inc.
  Denver, CO
  Denver, CO
  Englewood, CO
• 2012-10-30 → 2013-08-01
  Vantage Financial Group, Inc.
  Sherman Oaks, CA
  Cleveland, OH
• 2003-01-10 → 2005-09-19
  Morgan Stanley Dw Inc.
  Beverly Hls, CA
• 2001-01-29 → 2002-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Century City, CA

Other Businesses

Michael and Maria Katz Rental; Investment Related; Frisco, CO; Rental Home; Owner; 12/2021; 0 hours/month; 0 hours/trading; No duties: property manager does everything.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-19

Other Names

• Michael C Katz