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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-02
TX RA APPROVED 2026-01-02
  • MI RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2026-01-02

Branch Locations

2400 Us Highway 41 W, Marquette, MI 49855 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services, Inc. Marquette MI 02/2008 01/2026
Ameriprise Financial Services, Llc Marquette MI 01/2026 Present
Previous Registrations
Other Businesses

Outside Employment; JCBeck enterprises llc; Financial Advisor; Manage advisory business; 2400 US Hwy 41, , Marquette, MI, 49855; Investment-Related; 01/02/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Tap U.P.; I along with two other people own two refrigerated keg trailers which we rent out for events.; 211 Fisher St, , Marquette, MI, 49855; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-01
S63 Uniform Securities Agent State Law Examination 2008-05-06
  • S65 Uniform Investment Adviser Law Examination
    2010-11-01
  • S63 Uniform Securities Agent State Law Examination
    2008-05-06
Other Names
  • Ashley W Pease
  • Ashley Pease
  • Ashley Whitman Pease

View on SEC IAPD

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