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Maria Cristina Vasquez

Strategic Advisers LLC

Brookfield, WI

Waukesha, WI

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
WI RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

600 N Barker Road, Brookfield, WI 53045-5982 • United States

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Milwaukee WI 07/2005 09/2018
Heck Capital Advisors Rhinelander WI 10/2018 09/2019
Fidelity Brokerage Services Llc Brookfield WI 11/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2005 → 09/2018
    Northwestern Mutual
    Milwaukee, WI
  • 10/2018 → 09/2019
    Heck Capital Advisors
    Rhinelander, WI
  • 11/2019 → Present
    Fidelity Brokerage Services Llc
    Brookfield, WI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-07-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brookfield, WI
  • 2019-01-14 → 2019-09-17
    Heck Capital Advisors, Llc
    Milwaukee, WI
    Rhinelander, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-11
S65 Uniform Investment Adviser Law Examination 2019-01-14
  • S63 Uniform Securities Agent State Law Examination
    2020-05-11
  • S65 Uniform Investment Adviser Law Examination
    2019-01-14
Other Names
  • Maria C Vasquez
  • Maria C Cornejo
  • Maria Cristina G Cornejo
  • Maria Cristina Cornejo
  • Maria Cristina Cristina Vasquez

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

More in Brookfield, WI

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