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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-24 |
| AL | RA | APPROVED | 2018-10-17 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
66 Portico Street Suite 66, Fairhope, AL 36532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 08/2017 | 08/2018 |
| Mml Distributors, Llc | Enfield | CT | 03/2018 | 08/2018 |
| Sabbatical | Fairhope | AL | 06/2016 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Fairhope | AL | 09/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2018 | Present |
* 429585 â?" Gulf Coast Film Festival; Investment related No; pensacola, FL; Non-Profit; Founder, (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 1; After business hours: 2; Check Signing/Funds Disbursements, Fundraising, Marketing *252768-RENDENA PROPERTIES LLC; Investment related- No; Miami Beach, Florida; Real Estate; Sole Proprietor/Owner; May 2020; During business hours:0 ; Property Management, Administrative *446832 - Friends of the Halstead, Inc; Investment related - No; fairhope , Alabama; Art/Culture; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 2; After business hours: 2; Business Development/Growth, Fundraising, Labor/Service *511633 - POA; Investment related: Yes; fairhope, Alabama; POA; POA; 01/2021; During business hours: 1; After business hours: 0; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-17 |
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