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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-07 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co., Llc | Vernon | CT | 05/2011 | 07/2021 |
| Franklin Distributors, Llc | Rocky Hill | CT | 05/2011 | Present |
| Clearbridge Investments Llc | New York | NY | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-10 |
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