Paul A Mendoza

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 04/2019
  Thornburg Securities Corp
  Santa Fe, NM
• 05/2013 → 04/2019
  Thornburg Investment Management
  Santa Fe, NM
• 04/2019 → Present
  New York Life
  Albuquerque, NM

Previous Registrations

• 2013-05-23 → 2019-03-29
  Thornburg Investment Management Inc
  Santa Fe, NM
• 2011-07-26 → 2013-05-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albuquerque, NM
• 2008-03-04 → 2011-07-12
  Edward Jones
  Cedar Crest, NM
  Cedar Crest, NM
  Albuquerque, NM
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29

Other Names

• Paul A Mendoza
• Paul Anthony Mendoza