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Paul A Mendoza

New York Life Investment Management LLC

New York, NY

Albuquerque, NM

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-05-03
  • NM RA
    APPROVED
    Since 2019-05-03

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Corp Santa Fe NM 05/2013 04/2019
Thornburg Investment Management Santa Fe NM 05/2013 04/2019
New York Life Albuquerque NM 04/2019 Present
  • 05/2013 → 04/2019
    Thornburg Securities Corp
    Santa Fe, NM
  • 05/2013 → 04/2019
    Thornburg Investment Management
    Santa Fe, NM
  • 04/2019 → Present
    New York Life
    Albuquerque, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-29
  • S66 Uniform Combined State Law Examination
    2008-02-29
Other Names
  • Paul A Mendoza
  • Paul Anthony Mendoza

View on SEC IAPD

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