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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2023-09-14 |
Branch Locations
6400 Fannin Street Suite 2450, Houston, TX 77030 • United States
Pearland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Houston | TX | 03/2013 | 08/2023 |
| Jpmorgan Chase Bank | Houston | TX | 03/2013 | 08/2023 |
| Tiaa | Houston | TX | 09/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Houston | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-28 |
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