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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-03
TX RA APPROVED 2025-03-03
  • NJ RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03

Branch Locations

271 Route 46 W Suite B101, Fairfield, NJ 07004 • United States

271 Route 46 W Suite B101, Fairfield, NJ 07004 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 01/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 03/2025
Cetera Advisors Llc Fairfield NJ 09/2022 03/2025
Lpl Financial Llc Fairfield NJ 03/2025 Present
  • 01/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 03/2025
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 03/2025
    Cetera Advisors Llc
    Fairfield, NJ
  • 03/2025 → Present
    Fairfield, NJ
Previous Registrations
  • 2020-11-12 → 2025-03-07
    Fairfiled, NJ
    Fairfield, NJ
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Fairfiled, NJ
    Chathamn, NJ
  • 2010-11-02 → 2012-07-02
    First Allied Securities, Inc.
    Fairfield, NJ
    Chathamn, NJ
    Fairfield, NJ
Other Businesses

1- 02/2025 / HJP FINANCIAL GROUP LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 02/2025 / Notary / Notary / Investment Related / Fairfield, NJ / Start date: 01/01/2018 3- 02/2025 / Henry Joseph LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / 4 hrs mth / 1 hr during trading / Montville, NJ / Start date: 3/1/2018 4- 02/2025 / Michael Petracca / Non-Variable Insurance / Investment Related / 4 hrs mth / 1 hr during trading / Fairfield NJ / Start date: 1/1/2010 5- 02/2025 / Joseph Anthony Properties LLC / Real Estate Rental / Investment Related / 4 hrs mth / 1 hr during trading / Fairfield NJ / Start date: 06/09/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-30
  • S66 Uniform Combined State Law Examination
    2010-06-30
Designations
Other Names
  • Michael Petracca

View on SEC IAPD

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