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Inactive

James T. Ahn

Halbert Hargrove

Long Beach, CA

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Current Employers
Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-09
CA RA APPROVED 2012-06-29
  • TX RA
    APPROVED_RES
    Since 2024-05-09
  • CA RA
    APPROVED
    Since 2012-06-29

Branch Locations

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Halbert Hargrove Global Advisors, Llc Long Beach CA 06/2012 Present
  • 06/2012 → Present
    Halbert Hargrove Global Advisors, Llc
    Long Beach, CA
Previous Registrations
  • 2011-04-04 → 2012-05-23
    Citigroup Global Markets Inc.
    Santa Monica, CA
    San Francisco, CA
    Fountain Valley, CA
    West Hollywood, CA
    West Hollywood, CA
    Santa Monica, CA
  • 2008-04-08 → 2011-03-02
    Edward Jones
    Los Angeles, CA
    Beverly Hills, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
  • S66 Uniform Combined State Law Examination
    2008-04-04
Designations
Other Names
  • James Ahn
  • James T Ahn

View on SEC IAPD

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