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Corey Daniel Sacken

Rbc Capital Markets, LLC

Tacoma, WA

Tacoma, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
WA RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-08-31
  • WA RA
    APPROVED
    Since 2021-08-31

Branch Locations

1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322 • United States

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 10/2013 01/2017
First Command Financial Planning, Inc. Fort Worth TX 02/2017 07/2017
Unemployed Cambridge 07/2017 07/2019
Morgan Stanley Seattle WA 07/2019 03/2020
D.A. Davidson & Co. Seattle WA 03/2020 08/2021
Rbc Wealth Management, Llc Tacoma WA 08/2021 Present
  • 10/2013 → 01/2017
    Fidelity Investments
    Westlake, TX
  • 02/2017 → 07/2017
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 07/2017 → 07/2019
    Unemployed
    Cambridge
  • 07/2019 → 03/2020
    Morgan Stanley
    Seattle, WA
  • 03/2020 → 08/2021
    D.A. Davidson & Co.
    Seattle, WA
  • 08/2021 → Present
    Rbc Wealth Management, Llc
    Tacoma, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-25
S63 Uniform Securities Agent State Law Examination 2008-02-27
  • S66 Uniform Combined State Law Examination
    2012-10-25
  • S63 Uniform Securities Agent State Law Examination
    2008-02-27
Other Names
  • Corey D Sacken
  • Corey Daniel Sacken
  • Corey Sacken

View on SEC IAPD

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