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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co, Llc | New York | NY | 09/2015 | 04/2018 |
| Oppenheimer & Co. Inc | Houston | TX | 04/2018 | 01/2023 |
| Stephens Inc. | Houston | TX | 01/2023 | Present |
SERVING ON THE BOARD OF GOVERNORS OF TOURO UNIVERSITY IN AN ADVISING ROLE; FOCUSED MOSTLY/PRIMARILY ON ALUMNI EVENTS. THIS IS A NON COMPENSATION ROLE. APPROXIMATE STARTING DATE IS 8/1/19
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-02 |
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