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Thomas Koscal

J.P. Morgan Securities LLC

Scarsdale, NY

Scarsdale, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-01-05
TX RA APPROVED_RES 2022-08-16
NY RA APPROVED 2021-05-03
CT RA APPROVED 2015-08-27
  • DE RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED_RES
    Since 2022-08-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2015-08-27

Branch Locations

34 Popham Rd, Scarsdale, NY 10583 • United States

8 East Parkway, Scarsdale, NY 10583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scarsdale NY 08/2015 Present
Jpmorgan Chase Bank, N.A. Scarsdale NY 08/2015 Present
Previous Registrations
  • 2014-05-21 → 2015-08-28
    Lpl Financial Llc
    0Xford, CT
    Prospect, CT
    Southbury, CT
    Waterbury, CT
    Waterbury, CT
    New Preston, CT
    Southbury, CT
    Brookfield, CT
    New Haven, CT
    Bridgeport, CT
    New Haven, CT
    Old Saybrook, CT
    West Haven, CT
    Milford, CT
    Orange, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-13
S63 Uniform Securities Agent State Law Examination 2008-06-05
  • S65 Uniform Investment Adviser Law Examination
    2014-03-13
  • S63 Uniform Securities Agent State Law Examination
    2008-06-05
Other Names
  • Thomas D Koscal
  • Thomas D Koscal
  • Thomas David Koscal

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
CHARLES SCHWAB & CO., INC. · Scarsdale, NY
RATIONALWAVE ASSOCIATES CORP. · SCARSDALE, NY
WELLS FARGO CLEARING SERVICES, LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
IROQUOIS CAPITAL MANAGEMENT, LLC · SCARSDALE, NY
SPRINGVIEW CAPITAL MANAGEMENT LP · SCARSDALE, NY
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