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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-25 |
Branch Locations
800 Enterprise Drive Suite 128, Oak Brook, IL 60523 • United States
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2010 | 10/2020 |
| Penn Mutual Life Insurance Co | Horsham | PA | 04/2010 | 10/2020 |
| Triad Advisors | Norcross | GA | 10/2020 | 08/2024 |
| Resources Investment Advisors/Onedigital | Overland Park | KS | 10/2020 | Present |
| Osaic Wealth, Inc. | Oak Brook | IL | 08/2024 | 10/2025 |
| Vestgen Advisors, Llc | Oak Brook | IL | 08/2025 | Present |
| Private Client Services | Oak Brook | IL | 10/2025 | Present |
1) VestGen Advisors, LLC. 1 N Franklin St, Suite 1850, Chicago, IL 60606. RIA. 30 hrs/mo; 15 during trading hrs. 2) Insurance sales via various insurance carriers. Insurance agent. 60 hrs/mo; 30 during trading hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-11 |
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