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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-28
FL RA APPROVED 2005-06-01
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • FL RA
    APPROVED
    Since 2005-06-01

Branch Locations

2255 Glades Road Suite 412E, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Previous Registrations
  • 2001-05-09 → 2005-06-01
    Mony Securities Corporation
    Boca Raton, FL
  • 2003-03-12 → 2003-12-02
    Trusted Securities Advisors Corp.
    Fort Lauderdalef, FL
Other Businesses

INSURANCE SALES THROUGH VARIOUS FIXED COMPANIES. - CONSULTANT, HOURLY CONSULTING UNRELATED TO FINANCIAL PLANNING OR SALES OF FINANCIAL PRODUCTS, SOLE PROPRIETORSHIP, 5 HRS. MO.- 241 SUFFOLK F, BOCA RATON, FL. 33434, OWNER, LANDLORD, APPROX 1 HR. MO 1/01/2019. - DIVORCE FINANCIAL NEUTRAL, SOLE PROPRIETOR, CONSULTANT, PROVIDING NON-FINANCIAL PLANNING SERVICES TO CLIENTS FOR HOURLY FEE. 10 HR. MO. - CO-TRUSTEE ON PARENTS TRUST. - ATTORNEY OVER DOMESTIC PARTNER'S FINANCIAL MATTERS FOR ESTATE PLANNING PURPOSES - DATED 03/15/2019. - POA ON DAUGHTER'S BROKERAGE ACCOUNT SINCE 3/17/2022.- SOUTH PALM BEACH COUNTY COLLABORATIVE LAW GROUP, INC. 1001 W Yamato Road SUITE 405 BOCA RATON, FL 33431, GROUP MEMBER, ATTEND MEETINGS OF CHOICE, 2/01/2014, 1HR/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-10
S63 Uniform Securities Agent State Law Examination 2000-03-20
  • S65 Uniform Investment Adviser Law Examination
    2003-01-10
  • S63 Uniform Securities Agent State Law Examination
    2000-03-20

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