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Richard Joseph Cruser

Morgan Stanley

Sandy, UT

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-05
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 04/2015 02/2020
E*Trade Capital Management Llc Sandy UT 04/2015 02/2020
E*Trade Clearing Llc Sandy UT 04/2015 10/2016
E*Trade Securities Llc Sandy UT 02/2020 Present
E*Trade Capital Management Llc Sandy UT 02/2020 Present
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 04/2015 → 02/2020
    E*Trade Securities Llc
    Sandy, UT
  • 04/2015 → 02/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 04/2015 → 10/2016
    E*Trade Clearing Llc
    Sandy, UT
  • 02/2020 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 02/2020 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 01/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2015-11-13 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2015-11-12
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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