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W6272 Communication Court, Appleton, WI 54914-8531 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-09-19 |
Branch Locations
W6272 Communication Court, Appleton, WI 54914-8531 • United States
W6272 Communication Court, Appleton, WI 54914-8531 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-09-19 |
Branch Locations
W6272 Communication Court, Appleton, WI 54914-8531 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Asset Management | Appleton | WI | 09/2014 | 01/2018 |
| Endowment Wealth Management, Inc. | Appleton | WI | 03/2018 | Present |
| Etf Model Solutions, Llc | Appleton | WI | 03/2018 | Present |
| Global Alternative Investment Management Llc | Appleton | WI | 06/2021 | Present |
03/2018 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. BROWN'S TITLE AT EWM IS SENIOR INVESTMENT OFFICER. MR. BROWN IS A SENIOR INVESTMENT OFFICER AND AN INVESTMENT ADVISOR REPRESENTATIVE AT EWM. MR. BROWN DEVOTES APPROXIMATELY 138 HOURS PER MONTH TO EWM, APPROXIMATELY 102 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S CONDUCTS INVESTMENT RESEARCH AND TRADING ACTIVITIES IN HIS ROLE AT EWM. 03/2018 - PRESENT: ETF MODEL SOLUTIONS, LLC. ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. BROWN'S TITLE AT ETFMS IS SENIOR INVESTMENT OFFICER. MR. BROWN IS SENIOR INVESTMENT OFFCER AND INVESTMENT ADVISOR REPRESENTIVE AT ETFMS. MR. BROWN DEVOTES APPPROXIMATELY 28 HOURS PER MONTH TO ETFMS, ABOUT 20 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM.MR. BROWN'S TITLE AT GAIM IS SENIOR INVESTMENT OFFICER. MR. BROWN DEVOTES APPROXIMATELY 18 HOURS PER MONTH TO GAIM, APPROXIMATLY 14 OF WHICH ARE DURING TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH AND VALUATION ACTIVITIES IN HIS ROLE AT GAIM. 01/2004 - PRESENT: J BROWN RENTALS LLC, 1861 Jacobsen Rd Neenah, WI 54956. RESIDENTIAL DUPLEX RENTAL MEMBER IN LLC. THIS ACTIVITY IS NOT RELATED TO HIS ACTIVITIES WITH EWM, ETFMS AND GAIM. MR. BROWN DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO HIS PROPERTY RENTAL ACTIVITY, NONE OF WHICH OCCUR DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S ACTIVITIES WITH RESPECT TO THE PROPERTY RENTAL BUSINESS INCLUDE BOOKKEEPING FOR THE RENTAL ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-15 |
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