Best Investors Account Sign in
Current Employers
Endowment Wealth Management, Inc.

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-09-19
  • WI RA
    APPROVED
    Since 2018-09-19

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Etf Model Solutions, Llc

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-09-19
  • WI RA
    APPROVED
    Since 2018-09-19

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Asset Management Appleton WI 09/2014 01/2018
Endowment Wealth Management, Inc. Appleton WI 03/2018 Present
Etf Model Solutions, Llc Appleton WI 03/2018 Present
Global Alternative Investment Management Llc Appleton WI 06/2021 Present
Previous Registrations
Other Businesses

03/2018 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. BROWN'S TITLE AT EWM IS SENIOR INVESTMENT OFFICER. MR. BROWN IS A SENIOR INVESTMENT OFFICER AND AN INVESTMENT ADVISOR REPRESENTATIVE AT EWM. MR. BROWN DEVOTES APPROXIMATELY 138 HOURS PER MONTH TO EWM, APPROXIMATELY 102 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S CONDUCTS INVESTMENT RESEARCH AND TRADING ACTIVITIES IN HIS ROLE AT EWM. 03/2018 - PRESENT: ETF MODEL SOLUTIONS, LLC. ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. BROWN'S TITLE AT ETFMS IS SENIOR INVESTMENT OFFICER. MR. BROWN IS SENIOR INVESTMENT OFFCER AND INVESTMENT ADVISOR REPRESENTIVE AT ETFMS. MR. BROWN DEVOTES APPPROXIMATELY 28 HOURS PER MONTH TO ETFMS, ABOUT 20 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATION COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM.MR. BROWN'S TITLE AT GAIM IS SENIOR INVESTMENT OFFICER. MR. BROWN DEVOTES APPROXIMATELY 18 HOURS PER MONTH TO GAIM, APPROXIMATLY 14 OF WHICH ARE DURING TRADING HOURS. MR. BROWN CONDUCTS INVESTMENT RESEARCH AND VALUATION ACTIVITIES IN HIS ROLE AT GAIM. 01/2004 - PRESENT: J BROWN RENTALS LLC, 1861 Jacobsen Rd Neenah, WI 54956. RESIDENTIAL DUPLEX RENTAL MEMBER IN LLC. THIS ACTIVITY IS NOT RELATED TO HIS ACTIVITIES WITH EWM, ETFMS AND GAIM. MR. BROWN DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO HIS PROPERTY RENTAL ACTIVITY, NONE OF WHICH OCCUR DURING NORMAL SECURITIES TRADING HOURS. MR. BROWN'S ACTIVITIES WITH RESPECT TO THE PROPERTY RENTAL BUSINESS INCLUDE BOOKKEEPING FOR THE RENTAL ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2008-02-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor