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Ryan Newton

Osaic Wealth, Inc.

Littleton, CO

Birmingham, AL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-01
AL RA APPROVED 2024-06-14
  • CO RA
    APPROVED
    Since 2026-07-01
  • AL RA
    APPROVED
    Since 2024-06-14

Branch Locations

Littleton, CO • United States

3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambiar Investors, Llc Denver CO 07/2014 08/2019
Foreside Fund Services, Llc Denver CO 07/2014 08/2019
Cetera Investment Services Llc St Cloud MN 01/2021 05/2022
Sterling And Sage Llc Denver CO 05/2018 04/2020
Unemployed Denver CO 04/2020 01/2021
Cetera Investment Advisers Llc Denver CO 01/2021 05/2022
Highland Capital Brokerage Birmingham AL 05/2022 Present
Osaic Wealth, Inc. Birmingham AL 06/2024 Present
Osaic Wealth, Inc. Birmingham AL 06/2024 Present
  • 07/2014 → 08/2019
    Cambiar Investors, Llc
    Denver, CO
  • 07/2014 → 08/2019
    Foreside Fund Services, Llc
    Denver, CO
  • 01/2021 → 05/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2018 → 04/2020
    Sterling And Sage Llc
    Denver, CO
  • 04/2020 → 01/2021
    Unemployed
    Denver, CO
  • 01/2021 → 05/2022
    Cetera Investment Advisers Llc
    Denver, CO
  • 05/2022 → Present
    Highland Capital Brokerage
    Birmingham, AL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Birmingham, AL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Birmingham, AL
Previous Registrations
  • 2022-07-05 → 2024-06-14
    Securities America Advisors, Inc.
    Birmingham, AL
  • 2021-01-27 → 2022-05-24
    Cetera Investment Advisers Llc
    Denver, CO
    Greenwood Village, CO
  • 2008-05-19 → 2009-07-27
    Old Mutual Capital
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2000-04-04
  • S66 Uniform Combined State Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-04
Other Names
  • Ryan James Newton

View on SEC IAPD

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