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Joel Dean Baumgarten

Pine Grove Financial Group

Woodbury, MN

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Current Employers
Pine Grove Financial Group

796 Bielenberg Dr. Suite 103, Woodbury, MN 55125-1412 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-03
  • MN RA
    APPROVED
    Since 2022-02-03

Branch Locations

796 Bielenberg Dr. Suite 103, Woodbury, MN 55125-1412 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Oakdale MN 09/2013 01/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2022
Pine Grove Financial Group Woodbury MN 02/2022 Present
  • 09/2013 → 01/2022
    Fidelity Investments
    Oakdale, MN
  • 07/2018 → 01/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2022 → Present
    Pine Grove Financial Group
    Woodbury, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-12
  • S66 Uniform Combined State Law Examination
    2008-03-12
Designations

View on SEC IAPD

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