Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-26 |
| NJ | RA | APPROVED | 2019-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | New York | NY | 12/2007 | Present |
Immaculate Heart Academy / 500 Van Emburgh ave, Township of Washington, NJ 07676 / United States / All Girls Catholic high school. / Hall Monitor in the school during testing on Saturday and Sunday mornings. Ensuring students don't talk in the hall ways regarding the test and keeping order during bathroom breaks. / No / / No / / Start Date 9/14/2019 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-04 |
Reach out to this advisor