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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2025-07-23
TX RA APPROVED_RES 2019-10-22
ID RA APPROVED 2013-09-12
WA RA APPROVED 2013-07-16
  • MT RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED_RES
    Since 2019-10-22
  • ID RA
    APPROVED
    Since 2013-09-12
  • WA RA
    APPROVED
    Since 2013-07-16

Branch Locations

143 W Neider Ave, Coeur D'ALene, ID 83815 • United States

904 Main St Ste 5, Billings, MT 59105 • United States

2414 Central Ave, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Veradale WA 07/2013 Present
  • 07/2013 → Present
    Jpmorgan Securities Llc
    Veradale, WA
Other Businesses

Entity Name: Joya Child and Family Development Investment related: No Address: 1016 N Superior St. Spokane, WA 99202 www.joya.org Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Pediatric therapy provider serving children offering occupational, physical and speech therapy together with special ed. services. Already Approved with Conditions. Ceasing Vice President and Elected as Board President. Role to include planning and implementation of the entities' activities and presiding over Board and Executive Committee Meetings. President is also a voting member of the Spokane Guilds' School Foundation, a fundraising foundation for Joya. No Investment Advisory role. Entity Name: Joya Child and Family Development Investment related: Yes Address: 1016 N Superior St. Spokane, WA 99202 www.joya.org Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/16/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Pediatric therapy provider serving children offering occupational, physical and speech therapy together with special ed. services. Ceased Treasurer Interest. Currently Vice President. Finance Committee Members plan debt service & budget recommendations to the board. No investment advisory

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
S63 Uniform Securities Agent State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2013-07-15
  • S63 Uniform Securities Agent State Law Examination
    2008-05-22
Other Names
  • Eric F Suarez

View on SEC IAPD

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