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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-21 |
| TX | RA | APPROVED_RES | 2019-05-21 |
Branch Locations
251 S Lake Ave Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Monrovia | CA | 11/2007 | 05/2019 |
| Foresters Advisory Services | Monrovia | CA | 03/2016 | 05/2019 |
| Lpl Financial, Llc | North Hollywood | CA | 05/2019 | Present |
1. 5/21/2019 - No Business Name - Investment Related - Austin, TX 78741 - Real Estate Rental - Started 2/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - Rental Property Owner. 2. 12/22/2022 - Hu Wealth Advisory, L.L.C. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-19 |
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