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Melissa Ann Saxton

Creative Planning

San Diego, CA

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-23
  • CA RA
    APPROVED
    Since 2016-05-23

Branch Locations

12760 High Bluff Drive, San Diego, CA 92130 • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Planning Overland Park KS 05/2016 Present
Previous Registrations
  • 2015-01-30 → 2016-05-23
    Ameriprise Financial Services, Llc
    San Diego, CA
  • 2012-05-14 → 2015-01-27
    Msi Financial Services, Inc.
    San Diego, CA
  • 2010-01-05 → 2011-08-15
    Threadline Wealth
    San Diego, CA
  • 2007-12-03 → 2010-02-16
    Rowling Dold & Associates Llp
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-01-31
S65 Uniform Investment Adviser Law Examination 2005-10-07
  • S63 Uniform Securities Agent State Law Examination
    2012-01-31
  • S65 Uniform Investment Adviser Law Examination
    2005-10-07
Designations
Other Names
  • Lisa Ann Saxton
  • Melissa Ann Haupt
  • Lisa Ann Haupt

View on SEC IAPD

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TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

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Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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