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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-04 |
| AL | RA | APPROVED | 2023-09-01 |
Branch Locations
2220 University Boulevard, Tuscaloosa, AL 35401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mary Kay Cosmetics | Dallas | TX | 06/1995 | Present |
| Bank Of America, N.A. | Gadsden | AL | 12/2009 | Present |
| Sagepoint Financial, Inc. | Tuscaloosa | AL | 12/2015 | 09/2023 |
| Osaic Wealth, Inc. | Tuscaloosa | AL | 09/2023 | Present |
1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARY KAY COSMETICS INVESTMENT RELATED: N ADDRESS OF BUSINESS: RAINBOW CITY, ALABAMA 35906 NATURE OF BUSINESS: Cosmetic Sales COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 1995-06-15 NUMBER OF HOURS: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: RESIDUAL INCOME STREAM 2)FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: AL LIQUIFIED PETROLEUM GAS BOARD INVESTMENT RELATED: N ADDRESS OF BUSINESS:MONTGOMERY, ALABAMA 36104 NATURE OF BUSINESS: REGULATES LP GAS INDUSTRY FOR AL, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: CONSUMER BOARD ADVOCATE, START DATE OF RELATIONSHIP: 4/1/2014 NUMBER OF HOURS: 8 HOUR(S) QUARTERLY NUMBER OF HOURS DURING TRADING HOURS: 8 DUTIES: ADVOCATE FOR THE CONSUMER END OF THE LP GAS IND. 3) PATHWAY FINANCIAL RESOURCES POSITION: Agent NATURE: Other DBA Marketing Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2016 ADDRESS: 2220 University Blvd, Tuscaloosa AL 35401, United States DESCRIPTION: Sale and Marketing of Life Insurance, Disability Insurance, Long Term Care and Fixed and Indexed Annuities 4) ALABAMA LIQUIFIED PETROLEUM GAS BOARD POSITION: Consumer Advocate Board member NATURE: Government or Public Purpose Entity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2014 ADDRESS: 777 S. Lawrence Street, Montgomery AL 36104, United States DESCRIPTION: Consumer Advocate for this board. Attend quarterly meetings. 5) MARY KAY COSMETICS POSITION: consultant NATURE: For Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/1995 ADDRESS: 2700 University Blvd, Apt 301, Tuscaloosa AL 35401, United States DESCRIPTION: receive residual commissions - do not actively work as a consultant 6.FREEDOM FARM INC POSITION: Board Member NATURE: Non-Profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2026 ADDRESS: 11500 Nubbin Road, Coker AL 35452, United States DESCRIPTION: I will be serving on the board of Freedom Farm. They are a children's home for foster children. I will also serve on the marketing committee and help get the word our about Freedom Farm and their mission. Their mission is :Freedom Farm is a sanctuary for foster children, offering them a nurturing environment with loving parents to guide their emotional, physical, intellectual, and spiritual growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-09 |
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