Phillip James Sitar

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 03/2020
  Ameriprise Financial Services, Inc.
  Chicago, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Chicago, IL

Previous Registrations

• 2008-02-21 → 2010-03-10
  Edward Jones
  Chicago, IL
  Chicago, IL
  Chicago, IL
  St Louis, MO

Other Businesses

Business Ownership; Frances James, LLC; administrative duties- deposit funds Ameriprise pays me and then pay bills for the business; Manage Ameriprise Business; 700 East Diehl Rd, , Naperville, IL, 60563; Investment-Related; 11/14/2013; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Frances James, LLC; Owner; Manage advisory business; 700 East Diehl Rd, , Naperville, IL, 60563; Investment-Related; 11/14/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-08

Other Names

• Phillip James Sitar
• Phillip James Sitar